Regulations and Market Practice
ENDED
Short Course by
Africa Risk Institute
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On-Site
/ Short Course
KES 48,500.00
Details
The second module of the Kenya Capital Markets Authority (CMA), Securities Industry Certification Program.Certification Program will ensure that practitioners in the capital markets industry have the requisite skills to operate with high standards and
apply best practice as Kenya takes its position as the hub for the African capital markets.
The course provides the students with an overview of the regulatory framework under which the financial services industry in Kenya operates. Helps the student appreciate the industry's best practices that ensure the smooth running of the financial markets.
The course provides the students with an overview of the regulatory framework under which the financial services industry in Kenya operates. Helps the student appreciate the industry's best practices that ensure the smooth running of the financial markets.
Outline
Legal and Regulatory Framework
Licensing of Capital Market Intermediaries
Governance and Controls
Conduct of Business
Markets and Trading Rules
Investment Funds
Licensing of Capital Market Intermediaries
Governance and Controls
Conduct of Business
Markets and Trading Rules
Investment Funds
Speaker/s
James Omweno Okemwa
James holds a masters degree in Financial Engineering from Sweden. His background is in actuarial science. Currently, James is pursuing the second level of the Financial Risk Manager certification by Global association of risk professionals. With extensive experience in training, James is passionate about information sharing and delivery!
James holds a masters degree in Financial Engineering from Sweden. His background is in actuarial science. Currently, James is pursuing the second level of the Financial Risk Manager certification by Global association of risk professionals. With extensive experience in training, James is passionate about information sharing and delivery!
Special Offer
Early bird and group discounts available! For more information visit our website www.africariskinstitute.com!
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Africa Risk Institute (ARI) is a boutique professional services firm majoring in Governance, Risk and Compliance (GRC) Advisory, training and placement services. We are based in Nairobi with operations across Africa.
Our vision is to be a globally recognized knowledge centre through partnerships with scholars, regulators and industry professionals. We have adopted a modern approach to Risk Management which endeavours to achieve convergence of the related but often silo-ed subjects of Governance, Risk Management and Compliance.
Our vision is to be a globally recognized knowledge centre through partnerships with scholars, regulators and industry professionals. We have adopted a modern approach to Risk Management which endeavours to achieve convergence of the related but often silo-ed subjects of Governance, Risk Management and Compliance.
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